The Law Offices of Brandon S. Steele
An Experienced Attorney Serving West Virginia
304-253-1230

Hold Your Financial Adviser Accountable

Anyone who relies on a financial adviser for investment advice has no choice but to put an enormous amount of trust in that person who was hired for his or her expertise in the complicated world of finance. No adviser can guarantee future gains, but they do have professional obligation to recommend investments that serve your financial interests. When they fail to satisfy this duty, whether out of malpractice or deliberate fraud, you have a right to seek compensation for the financial harm you've suffered.

Unfortunately, far too many financial advisers in West Virginia are not fully qualified to give advice on the full range of investment opportunities available. For instance, it's not uncommon for an adviser to have significant experience in mutual funds and little else, yet still try to give advice regarding financial instruments with which they are not deeply familiar. This reckless advice can have a wide range of negative effects on your finances, from unnecessary withdrawal fees to bankruptcy.

Take Action After Suffering Investment Loss Or Securities Fraud Cases

The Law Offices of Brandon S. Steele has the skills and experience to help you seek justice after getting poor financial advice or suffering fraud. Before becoming an attorney, Brandon S. Steele worked for 12 years as a financial adviser himself, with a focus on 401(k)s and other retirement plans. With Mr. Steele's knowledge of both finance and the law, our firm can help you respond to a wide range of fraudulent or unfair practices, including:

  • Unsuitable investment recommendations
  • Unauthorized trading
  • Churning
  • Overconcentration
  • Excessive 401(k) fees
  • Unsuitable annuity placement
  • Investment scams
  • Stock fraud
  • Outright theft

Get A Lawyer Who Understands Finance

The Law Offices of Brandon S. Steele is committed to helping nonexpert investors obtain justice when they have been wronged by their advisers. To learn how we can help in your specific situation, come in to our Beckley office for an initial consultation. To schedule an appointment, send us an email or call 304-253-1230.

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